Legal Column

October 26, 2018 Security breaches: new regulation takes effect on November 1
On November 1, a new federal regulation covering all companies and organizations (including brokerage firms) will take effect, including a requirement to report security breaches that pose a real risk...
October 19, 2018 Regulation concerning hazardous products in the workplace
For firms with client companies that handle hazardous products, please be advised that further to the 2015 publication of the Hazardous Products Regulations and the modification of the Hazardous Products...
July 4, 2018 Reminder: Anti-Spam Act (Bill C-28)
Prior to taking effect in July 2017, Bill C-28 (otherwise known as Canada's Anti-Spam Act) had garnered headlines for nearly three years. Today, it is part and parcel of brokerage firms' standard practices....
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